-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SJggEw22ysEKSJgyW60J4KZ1rJYvCiIaiMOx8FvgO05SBMxZGybpAxM7gNP3dO3f 4OA248ffKqET7eJe3bJWVA== 0000950005-00-000136.txt : 20000210 0000950005-00-000136.hdr.sgml : 20000210 ACCESSION NUMBER: 0000950005-00-000136 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000209 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIBERSTARS INC /CA/ CENTRAL INDEX KEY: 0000924168 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC LIGHTING & WIRING EQUIPMENT [3640] IRS NUMBER: 943021850 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-48205 FILM NUMBER: 529451 BUSINESS ADDRESS: STREET 1: 2883 BAYVIEW DR CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5104900719 MAIL ADDRESS: STREET 1: 2883 BAYVIEW DR CITY: FREMONT STATE: CA ZIP: 94538 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RUCKERT DAVID N CENTRAL INDEX KEY: 0001034429 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 2883 BAYVIEW DR CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: 5104900719 SC 13G/A 1 FORM SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Fiberstars, Inc. ---------------- (Name of Issuer) Common Stock ------------ (Title of Class of Securities) 315662 10 6 ----------- (CUSIP Number) December 31, 1999 ----------------- Date of event which requires filing of this statement Check the appropriate box to designate the rule pursuant to which this schedule is filed [ ] Rule 13d - 1(b) [ ] Rule 13d - 1(c) [X] Rule 13d - 1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
- --------------------------------------------- ------------------------------------------ CUSIP No. 315662 10 6 13G Page 2 of 5 Pages -------- -------- - --------------------------------------------- ------------------------------------------ - --------- -------------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) David N. Ruckert IRS Employment Identification Number: - --------- -------------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [ ] - --------- -------------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- -------------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------- ------ -------------------------------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES 134,073 ------ -------------------------------------------------------------------------------------------------- BENEFICIALLY 6 SHARED VOTING POWER OWNED BY N/A EACH ------ -------------------------------------------------------------------------------------------------- REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 134,073 ------ -------------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER N/A - -------------------------- ------ -------------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 134,073 - ----------- ------------------------------------------------------------------------------------------------------------------------ 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - ----------- ------------------------------------------------------------------------------------------------------------------------ 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.6% - ----------- ------------------------------------------------------------------------------------------------------------------------ 12 TYPE OF REPORTING PERSON* IN - ----------- ------------------------------------------------------------------------------------------------------------------------ *SEE INSTRUCTION BEFORE FILLING OUT!
Item 1(a) Name of Issuer: Fiberstars, Inc. Item 1(b) Address of Issuer's Principal Executive Offices: 44259 Nobel Drive Fremont, CA 94538 Item 2(a)-(c) Name, Address and Citizenship of Person Filing: David N. Ruckert c/o Fiberstars, Inc. 44259 Nobel Drive Fremont, CA 94538 United States Item 2(d) Title of Class of Securities: Common Stock Item 2(e) CUSIP Number: 315662 10 6 Item 3 Type of Person: Not Applicable Item 4 Ownership: (a) Amount beneficially owned: 134,073 (b) Percent of class: 6.6% (c) Number of shares as to which the person has: (i) sole power to vote or direct the vote: 134,073 (ii) shared power to vote or direct the vote: N/A (iii) sole power to dispose or to direct the disposition of 134,073 (iv) shared power to dispose or to direct the disposition of N/A Item 5 Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: [ ] Item 6 Ownership of More than Five Percent on Behalf of Another Person: Not Applicable Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable Item 8 Identification and Classification of Members of the Group: Not Applicable Item 9 Notice of Dissolution of Group: Not Applicable Item 10 Certification: (a) Not Applicable (b) By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that effect. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 4, 2000 /s/ David N. Ruckert ------------------------------------ Signature David N. Ruckert, President, Chief Executive Officer, Chief Operating Officer of Fiberstars, Inc. ------------------------------------ Name/Title -----END PRIVACY-ENHANCED MESSAGE-----